The Laws and Regulations of Bank Internal Control and Audit

的圖書

The Laws and Regulations of Bank Internal Control and Audit

作者：臺灣金融研訓院編輯委員會　
出版社：台灣金融研訓院
出版日期：2015-02-01
規格：三版 / 396頁

圖書選購

型式	價格	供應商	所屬目錄
	$ 527	三民網路書店	商業財經
	$ 558	台灣金融研訓院網路書店	銀行內部控制與內部稽核測驗

圖書名稱：The Laws and Regulations of Bank Internal Control and Audit

圖書簡介
本書為英文版銀行內部控制與內部稽核測驗參考用書~~

Banks are businesses that deal in the giving and receiving of credit. Their credibility is hard to build up yet can be ruined in a trice. Their survival and development must, of course, depend on the continuous growth of their business in pursuit of creating profit. But if neglect of internal control results in malpractice and depletion of assets, the fruit of all their effort will be reduced to nothing all at once.

為幫助金融機構確保其內部控制的健全性，並使台灣外資銀行人員迅速瞭解相關法令規範，台灣金融研訓院（TABF）特彙編政府公告之相關法令和規範，以提供讀者銀行內部控制與內部稽核測驗(英文版)參考及日常業務使用。本書截至2012年4月份之最新公告法令，為金融機構從業人員最佳實用工具書。
目次
1. The Banking Act of the Republic of China
2. Financial Holding Company Act
3. Implementation Rules of Internal Audit and Internal Control System of Financial Holding Companies and Banking Industries
4. Regulations Governing the Procedures for Banking Institutions to Evaluate Assets and Deal with Non-performing/Non-accrual Loans
5. Regulations Governing the Security Maintenance and Administration of Financial Institutions
6. Regulations Governing Bank Handling of Accounts with Suspicious or Unusual Transactions
7. Governing Cash Transaction Reports （CTR）and Suspicious Transaction Reports （STR） by Financial Institutions
8. Regulations Governing Institutions Engaging In Credit Card Business
9. Regulations Governing the Cash Card Business of Financial Institutions
10. Guidelines for Financial Institutions in Setting Tiered Interest Rates for Credit Cards and Cash Cards
11. Regulations Governing the Declaration of Foreign Exchange Receipts and Disbursements or Transactions
12. Regulations Governing the Handling of Counterfeit and Altered Foreign Currency Notes and Coins
13. Directions for Banks Conducting Financial Derivatives Business
14. Directions Governing Limitations on Types and Amounts of the Securities in which a Commercial Bank May Invest
15. The Act Governing Bills Finance Business (Excerpt)
16. Enforcement Rules for the Act Governing Bills Finance Business (Excerpt)
17. Regulations Governing Responsible Persons and Staff Members of Bills Houses (Excerpt)
18. Securities and Exchange Act (Excerpt)
19. Regulations Governing Securities Firms (Excerpt)
20. Regulations Governing Responsible Persons and Associated Persons of Securities Firms (Excerpt)
21. GreTai Securities Market Rules Governing Securities Trading on the GTSM (Excerpt)
22. Financial Consumer Protection Act
EXERCISE